Chapter 1: In the Beginning

From Films from the Future: The Technology and Morality of Sci-Fi Movies by Andrew Maynard


“I’m sorry, Dave, I’m afraid I can’t do that.”

—HAL

Beginnings

I first saw Stanley Kubrick’s 2001: A Space Odyssey on a small blackand-white TV, tucked into a corner of my parents’ living room. It was

January 1, 1982, and I was sixteen years old.

I wasn’t a great moviegoer as a teenager. In fact, at that point, I

could probably count the number of times I’d been to the cinema on

one hand. But I was an avid science fiction reader, and having read

Arthur C. Clarke’s short story The Sentinel, I was desperate to see

the movie Kubrick and Clarke had crafted from it—so much so, that

every ounce of my teenage brattishness was on full display.

My parents had friends around for dinner that evening, and, as

usual, the drill was that I was either polite or invisible. But there

was a problem. The only TV in the house was in the living room,

which was precisely where, at 7:35 that evening, everyone else

would be.

I must have been especially awkward that day, because my parents

agreed to let me put on my headphones and watch the TV while

they entertained. And so, I snuggled into a corner of the sofa, pulled

the black-and-white portable up, and became selfishly absorbed in

Kubrick’s world of the future.

Goodness knows what our guests were thinking!

2001: A Space Odyssey is a movie that’s rich with metaphors that

explore our relationship with technology. So much so that, if I

could reach back and talk to my sixteen-year-old self, I’d say, “Take

note—this is important.” I’d also add, “Don’t be such a jerk” for good

measure. However, despite being awed by the opening sequence,

with its primitive apes and inscrutable black monolith, enthralled

by the realistic space scenes, and shocked by the computer HAL’s

Back in 1982, I was entranced by 2001: A Space Odyssey because

it exposed me to new ideas and new ways of imagining the future.

Like many fans, I suspect, I ended up with quotes from the movie

branded into my brain, like, “Open the pod bay doors, HAL,” along

with HAL’s response, “I’m sorry, Dave, I’m afraid I can’t do that.”

Without my realizing it, Kubrick’s movie made me think about

a future where smart computers might decide that their selfpreservation was more important than the humans who created

them. Fast-forward to the present, and—as we grapple with living

in an increasingly complex world—I’m more convinced than ever

that, for all their flaws, science fiction movies are a powerful way

of exploring the technological futures we face and how to navigate

them. Of course, it can be irritating when scriptwriters and directors

play fast and loose with scientific and engineering reality for the

sake of telling a good story. But getting too wrapped up in the

minutiae of how accurate a science fiction movie is misses the

point—these are stories about our relationship with the future,

and, like all good storytelling, they sometimes play around with

reality to reveal deeper truths. As it turns out, this creative freedom

can be surprisingly powerful when it comes to thinking about the

social benefits and consequences of new technologies and how

we can steer technology innovation toward more beneficial and

equitable outcomes.

It’s this human dimension of science fiction movies that I’m

particularly interested in. What these movies do rather well is

provide us with a glimpse around the corner of our collective near

future, to help us see what might be coming down the pike and start

thinking how we might respond to it. And they manage to do this

because their scriptwriters and directors aren’t encumbered by the

need to stick to today’s reality. Viewed in the right way—and with

a good dose of critical thinking—science fiction movies can help us

think about and prepare for the social consequences of technologies

we don’t yet have, but that are coming faster than we imagine.

This is precisely what this book sets out to do. Using the twelve

movies it’s built around, the book provides glimpses into the

technological capabilities we’re building now, and how we might

start to think about their beneficial and responsible development

instinct for self-preservation, it would be another thirty years before

I began to realize how powerful the medium of film is, especially

when thinking about the future of science and technology in a

complex human society.

and use. Naturally, it only scratches the surface of the vast array of

technologies that are beginning to emerge, and the opportunities

and challenges they present. But through the lens of these movies,

the book sets out on a journey to explore what can go wrong with

new technologies, and how we can all help nudge them toward

a future that looks better than the present we’re currently in. And

it continues that personal journey I started in 1982 with that first,

barely conscious glimpse into how science fiction movies can reveal

hidden connections between who we are, the society we live in, and

the technologies we create.

Welcome to the Future

Google “top science fiction movies,” and you’ll probably be

overwhelmed by a deluge of “top 100” lists, “best ever” compilations,

and page upon page of the last word (supposedly) on must-watch

movies. People are passionate about their science fiction movies,

and they have strong opinions about what should be on everyone’s

watch list, and what should not. Some of the movies in this book

appear regularly on these lists, Jurassic Park (chapter two) and

Minority Report (chapter four), for instance. Some are hidden gems

that only the most dedicated fans cherish, including films like The

Man in the White Suit (chapter ten), and the anime movie Ghost in

the Shell (chapter seven). Others are likely to raise eyebrows, and I

suspect there’ll be a few movie buffs wondering why the collection

includes films like Transcendence (chapter nine) and Inferno

(chapter eleven).

This is a fair question. After all, why write a book about science

fiction movies that aren’t listed as being amongst the best there are?

The answer is that this is not a book about great science fiction

movies, but a book about how science fiction movies can inspire

us to see the world around us and in front of us differently. Each of

the movies here has been selected because it provides a jumping-off

point for exploring new and intriguing technological capabilities,

and the challenges and opportunities these raise. Some of the

resulting stories are life-affirming and heart-warming, while others

are deeply disturbing. Individually, they provide fascinating accounts

of the sometimes-weird and complex landscape around emerging

technologies. Together, though, they paint a much broader picture of

how our technological world is changing, and what this might mean

to us and the generations that come after us.

In pulling these movies together and writing the book, I wanted

to explore the often complex relationship we have with emerging

technologies. But I also wanted to highlight some of the amazing

advances we see beginning to emerge in science and technology. We

truly do live in incredible times. Scientists are learning how to write

and rewrite genetic code with increasing precision and efficiency.

Nanotechnologists are designing and engineering materials that

far exceed the properties of anything that occurs in nature. We

are already creating artificial intelligence systems that can operate

faster and smarter than any human. There are self-driving cars on

our roads, with autonomous people-carrying drones just around

the corner. Researchers are working on brain-computer interfaces

and mapping the human brain down to its individual neurons. And

we may well see people walking on the surface of Mars within

the next decade. Until recently, these and many more scientific

and technological marvels were the stuff of science fiction, yet the

frenetic pace of innovation is rapidly catching up with some of our

wildest imaginings.

This is heady stuff to the physicist in me—at heart, I must confess,

I’m still a technology geek. And yet this stupendous technological

power comes with a growing obligation to learn how to handle it

responsibly. Despite the speed with which we’re hurtling toward

our technological future, we are still grappling with how to do

this in ways that don’t end up causing more harm than good.

This isn’t because scientists and engineers don’t care about who

gets hurt—most of them care deeply—but because we’re charging

headlong into a future that’s so complex, it’s becoming increasingly

challenging to work out what could go wrong and how to avoid it.

The movies themselves were selected after many hours of watching

and soul-searching. There are some quite wonderful science

fiction movies that didn’t make the cut because they didn’t fit the

overarching narrative (Blade Runner and its sequel Blade Runner

2049, for instance, and the first of the Matrix trilogy). There are

also movies that bombed with the critics, but were included because

they ably fill a gap in the bigger story around emerging and

converging technologies. Ultimately, the movies that made the cut

were chosen because, together, they create an overarching narrative

around emerging trends in biotechnologies, cybertechnologies,

and materials-based technologies, and they illuminate a broader

landscape around our evolving relationship with science and

technology. And, to be honest, they are all movies that I get a kick

out of watching.

Navigating this future is going to require every ounce of insight

we can squeeze out of our collective brains. And because the

consequences of how we use new and emerging technologies will

end up affecting us all, we all have a role to play here, including

individuals who are all too easily overlooked by scientists and

engineers—in fact, especially these individuals.

Faced with this task, science fiction movies simultaneously remove

barriers to people talking together about the future, and reveal

possibilities that might otherwise remain hidden. Every one of the

movies here can be appreciated as much by someone who flunked

high school as by a Nobel Prize winner. Because of this, they are

tremendously powerful for getting people from very different

backgrounds and perspectives thinking and talking together. But

more than this, they have a way of slipping past our preconceived

ideas of the world and revealing things to us that we could so

easily miss.

It’s these unexpected insights that I’ve tried to draw out from each

of the movies, building on my own work and experiences, as well as

those of others. In doing so, I’ve been amazed at how powerful they

are at revealing connections and ideas that aren’t always obvious.

I’ve been surprised and delighted at how these reflections have

taken unexpected and serendipitous turns, opening up new ideas

around how to approach beneficial and responsible technology

innovation. But I’ve also been taken aback at times by the very real

harm we could cause if we get things wrong—not just to humanity

as a whole, but to communities that all too easily slip between the

cracks. And as I immersed myself in these movies, I’ve become

more certain than ever that, fascinating as the minutiae of individual

technologies can be, it’s when they begin to converge that the really

interesting stuff begins to happen.

The Power of Convergence

In June 2007, the first generation of the Apple iPhone was released

to the public. From the perspective of today’s crowded smartphone

marketplace, it’s hard to realize how seismic an event this was at the

time. Yet, looking back, it started a trend in how we use and interact

with technology that continues to reverberate through society to

this day.

The iPhone stands as an iconic example of technological

convergence—what happens when different strands of innovation

Smartphones are a useful, but still rather crude, example of

technological convergence. Expanding on this, we’re now beginning

to see convergence between biotechnologies, materials science,

robotics, artificial intelligence, neurotechnologies, and other

areas that are rapidly catching up with what used to be limited

to deeply futuristic science fiction. This is seen across the movies

in this book, from the use of genetic engineering in Jurassic Park

(chapter two) to human augmentation in Ghost in the Shell (chapter

seven). The power of convergence between different technological

trends particularly stands out in the movie Transcendence (chapter

nine). Here, the technology we see on the screen is firmly rooted

in Hollywood fantasy. Despite this, the film captures the scale of

technological leaps that become possible when technical knowhow

from one area is used to solve problems and accelerate progress in

another.

Transcendence is, at heart, a movie about transcending our

biological and evolutionary heritage. Inspired by the ideas

of transhumanists like Ray Kurzweil, it imagines a future

where convergence between biotechnology, neurotechnology,

nanotechnology, and artificial intelligence leads to a profound

shift in capabilities—albeit one with sobering consequences.

There’s a scene relatively early on in the movie where artificialintelligence (AI) genius Will Caster (played by Johnny Depp) is

dying, and his only hope is for his consciousness to be uploaded

intertwine together (a topic we’ll come back to in chapter nine)—

and the social and technological transformations that can occur as

a result. These days, smartphones integrate hundreds of different

technologies: nanoscale-featured processors and memory chips,

advanced materials, cloud computing, image processing, video

communication, natural language processing, rudimentary artificial

intelligence, biometrics. They’ll even allow you to make phone

calls. They are a triumph of our ability to weave together separate

technologies to make devices that are not only more than the sum of

their parts, but are also transforming the ways we live our lives. But

as the capabilities of smartphones and other personal electronics

expand, there’s a growing fear of serious unintended consequences,

so much so that, in 2018, JANA Partners LLC and the California State

Teachers’ Retirement System—two investors in Apple—requested the

company actively address the potential impacts of iPhone use on

teenagers.[^1]

into a revolutionary new artificial-intelligence-powered computer.

But, to achieve this, his colleagues need to use equally cuttingedge neuroscience and sensor technology to record and store every

nuance of Caster’s brain. In true movie fashion, they succeed just

before he passes away, and Caster becomes a human-machine

chimera who transcends his biological roots.

The science and technology in Transcendence are fanciful. But

as you peel away the Hollywood hyperbole, the movie hints at

a coming level of technological convergence that could radically

change the world we live in. This is rooted in our growing ability

to blur the lines between physical technologies like materials,

machines, and electronics; biological technologies like gene editing

and biomanipulation; and cyber technologies like machine learning,

natural language processing, and massive-scale data collection

and manipulation. What unfolds in Transcendence is scientifically

impossible. But what is not impossible—and what scientists and

engineers are becoming increasingly adept at—is our growing ability

to merge together and integrate seemingly different technologies, to

transform the world we live in.

This is perhaps most apparent in emerging gene-editing

technologies, where scientists are developing the abilities to

rewrite the DNA-based code that underpins every living organism,

something that is only possible through converging technologies.

But we’re also seeing this convergence leading to massive advances

in areas like designer materials, artificial intelligence, humanmachine interfaces, and many others. For perhaps the first time,

we are getting close to being able to far outstrip nature in how we

design and engineer the world around us.

This is where the true transformative power of convergence lies,

and it’s also where some of the greatest potential pitfalls are.

Through converging technologies, we’re developing capabilities

that could radically improve lives by eradicating diseases, providing

cheap and plentiful renewable energy, and ensuring everyone

has access to nutritious food and clean water. At the same time,

there are tremendous risks. We don’t yet know how large-scale

automation will affect jobs in the future, for instance, or how access

to technologies may simply lead to the poor getting poorer and the

rich richer. We have little idea how to wield increasingly powerful

gene-editing technologies responsibly. And we’re not sure yet

whether the rapid development of artificial intelligence is going to

make the world a better place or lead to the end of humanity as we

This is a theme that runs deeply through this book, and it’s one that

gets to the heart of the morality and the ethics of the science and

the technologies we develop and use. If we’re going to navigate

the world of these converging technologies successfully, we’re

going to have to start thinking more creatively and innovatively

about where we’re going as a species, what could go wrong, and

what we need to do to make things go right. Of course, movies

are not the most reliable guide here, and I’d hate to give the

impression that surviving and thriving in the twenty-first century

is as easy as watching a few films. But they do provide a platform

for exploring some of the more intriguing and important emerging

and converging trends in technology innovation, and the tension

between developing them responsibly and ensuring they reach

their full potential. And here they touch on another common theme

that threads through the following chapters: the challenges and

opportunities of socially responsible innovation.

Socially Responsible Innovation

The movie The Man in the White Suit (chapter ten) is perhaps one of

the less well-known films in this book, but it is one that admirably

highlights this tension between impactful and often well-intentioned

innovation and unforeseen social consequences. In the movie,

Sidney Stratton is a scientist with a vision. And that vision is to

create the perfect fabric, one that’s incredibly strong, doesn’t wear

out, and never needs washing. There’s only one problem: He never

bothered to ask anyone else what they thought of his invention.

As a result, he finds himself attracting the ire of his co-workers,

the textile industry, the local union, and even his landlady. Stratton

made the classic mistake of thinking that, just because he could do

something, others would love it.

Even though the movie was made back in 1951, it eloquently

captures the idea of socially responsible innovation. This is another

theme that threads through this book, and it’s one that is deeply

intertwined with the opportunities and challenges presented by

converging technologies.

know it! The harsh reality is that, while convergence is massively

accelerating our technological capabilities, we still have little if any

idea what might go wrong, or what the unintended consequences

could be.

Responsible Innovation (sometimes referred to as Responsible

Research and Innovation) is a hot topic these days. There’s even

an academic journal devoted to it. The thinking behind responsible

innovation is that we don’t always have a second or third chance

to get things right when developing new technologies, and so it’s

better to think about the potential consequences as early as we can,

and take action to avoid the bad ones as early in the development

process as possible. There are plenty of formal definitions for

responsible innovation.[^2] But many of these boil down to ensuring

that anyone who is potentially impacted by technological innovation

has a say in how it’s developed and used, and taking steps to ensure

innovation that leads to a better future for as many people as

possible, without causing undue harm. This is easy to say, of course,

but fiendishly difficult to put into practice.

This idea of social responsibility comes up time and time again in

the movies here. In many cases, a film’s dramatic tension draws

directly on some person or organization not thinking about the

consequences of what they are doing, or being too arrogant to

see their blind spots (this is apparent straight out of the gate with

Jurassic Park in chapter two). This makes for compelling narratives,

but it also opens the way for surprisingly nuanced approaches to

exploring what might go wrong with emerging technologies if we

don’t think of who they will impact (and how), and how we can

steer them toward better outcomes. And it opens the door to delving

into something that is near and dear to my heart: grappling with the

risks of new and unusual technologies.

Most of my professional life has been involved with risk in one

way or another. Much of my early published scientific research was

aimed at reducing the health risks from inhaling airborne particles.

I’ve worked extensively on understanding and reducing the health

and environmental risks of nanotechnology and other emerging

technologies. I’ve taught risk assessment, I’ve written about risk,

and I’ve run academic centers that are all about risk. And if there’s

one thing I’ve learned over the years, it’s that I have less and less

patience for how many people tend to think about risk.

The problem is that, while established approaches to risk work

reasonably well when it comes to protecting people and the

This is the idea behind the concept of Risk Innovation, which is

where much of my current work lies.[^3] Over the past couple of

hundred years—pretty much since the beginning of the Industrial

Revolution—we’ve become quite adept at developing new ways

of causing harm. And over time we’ve become equally adept at

developing ways of assessing and managing the risks associated

with innovation, whether they arise from mining and manufacturing,

exposure to new chemicals and materials, or pollution. But these

approaches to risk belong to a different world than the one we’re

now creating. With emerging and converging technologies, it’s

becoming increasingly apparent that, in order to navigate a radically

shifting risk landscape, we need equally radical innovation in how

to think about and act on risk.

Perhaps not surprisingly, risk is at the core of all the movies here.

Each of these films has a risk-based narrative tension that keeps its

audience hooked. Yet it’s not always apparent that it’s risk that keeps

you glued to the screen, or holding your breath, or even reaching

for the tissues in places. Most of us are used to thinking about

risk in terms of someone’s life being put in danger, or perhaps the

environment and ecosystems being threatened, and there’s plenty of

this in the book. But these movies also explore other, subtler risks,

including threats to dignity, belonging, identity, belief, even what it

means to be human.

These are rather unconventional ways of thinking about risk,

and they get at what is so important to us that our lives are

diminished if it’s denied us, or taken from us. Because of this, they

make considerable sense as we begin to think about how new

technologies will potentially affect our lives and how to develop

and use them responsibly. This is a way of thinking about risk that

revolves around threats to what is important to us, whether it’s

environment from conventional technologies, they run out of steam

rather fast when we’re facing technologies that can achieve things

we never imagined. To coopt a Biblical metaphor, we’re in danger

of desperately trying to squeeze the new wine of technological

innovation into the old wineskins of conventional risk thinking,

and at some point, something’s going to give. If we’re to develop

new technologies in socially responsible ways, we need to realign

how we think about risk with the capabilities of the innovations

we’re creating.

something we have and can’t face losing, or something we aspire to

and cannot bear to lose sight of. This includes our health, our wellbeing, and the environment we live in, but it also extends to less

tangible but equally important things that we deeply value.

In each of the movies here, the characters we follow risk either

losing something of great importance to them, or being unable to

gain something that they aspire to. In many of the movies, the types

of risks these characters face aren’t always immediately obvious,

but they profoundly impact the consequences of the technologies

being developed and used, and it’s this insight that opens up

interesting and new ways of thinking about the social consequences

of technological innovation. And so we discover that, in Jurassic

Park (chapter two), John Hammond’s dream of creating the world’s

most amazing theme park is at risk. In the movie Never Let Me Go

(chapter three), it’s the threat to Tommy’s hope for the future that

brings us to tears. And in Ghost in the Shell (chapter seven), it’s

Major Kusanagi’s sense of who and what she is. There are also more

conventional risks in each of these movies. Yet, by revealing these

less obvious risks, these movies reveal new and often powerful

ways to think about developing new technologies without causing

unnecessary and unexpected harm.

In this way, the movies here provide what are often quite startling

insights into the social challenges and opportunities surrounding

emerging technologies. Watching them with an open mind and a

critical eye can reveal subtle connections between irresponsible

innovation and threats to what people value or aspire to, which

in turn have profound implications for society more broadly. And

this is where their creativity and imagination have the power to

lift us out of the rut of conventional thinking, and allow us to see

opportunities and dangers that extend beyond the world of makebelieve and into the technological future we are striving to create.

In other words, I’m a sucker for using the imagination in science

fiction movies to stimulate new ways of thinking about risk,

and in turn, new ways of thinking about socially responsive and

responsible innovation. But there’s another aspect to these movies

that also gets me excited, and that’s their ability to break down the

barriers between “experts” and “non-experts” and open the door

to everyone getting involved in talking about where technology

innovation is taking us, and what we want from it.

A Common Point of Focus

I was recently invited to a meeting convened by the World Economic

Forum, where I was asked to moderate a discussion about how

governments, businesses, and others can respond to the potential

risks presented by new technologies. Much of our discussion

was around regulations and policies, and what governments and

companies can do to nip problems in the bud without creating

unnecessary roadblocks. But one question kept recurring: How can

we ensure the safe and beneficial development of new technologies

in a world that is so deeply and divisively divided along ideological

lines?

To my surprise, one of the participants suggested something that

didn’t involve politics, regulations, or more effective education: art.

Naturally, we still need technical experts, laws, and policies if we’re

going to get new technologies right. But the question that was put

forward was an intriguing complement to these: Can we use art

(including all forms of creative expression) to pull people out of

their entrenched ideas and get them thinking and talking about how

they can work together to build the future they want? Obviously,

we’re never going to reach world peace and prosperity by insisting

everyone contemplate Da Vinci’s Mona Lisa or one of Damien Hirst’s

pickled cows.[^4] Yet art provides a common point of focus that allows

people to express their ideas, thoughts, and opinions, while being

open to those of others. And it allows the possibility of being able

to do this without slipping into ideological ruts. Art, in all its forms,

is a medium that can mitigate our tendency to close down our

imagination (together with our humility and empathy), and it’s one

that opens us up to seeing the world in new and interesting ways. In

this context, science fiction movies are, without a doubt, a legitimate

form of art, and one that has the power to bring people together

in imagining how to collectively create a future that is good for

society, rather than a dystopian mess—as long as that imagination is

grounded in reality where it matters.

This isn’t to say that technical education and skills aren’t

important—they most certainly are. Developing technologies that

work and are safe demands incredible technical skills, and it would

be naïve and irresponsible to discount this. No matter how inclusive

we want to be, we can’t expect a random person plucked from the

street to have the skills necessary to genetically engineer organisms

safely, or to design aircraft that don’t fall out of the sky. That would

be crazy. But one thing we’re all qualified to do is think about what

the possible consequences of technology innovation might mean to

us and the people we care for. And here, pretty much everyone has

something to contribute to the socially responsible and responsive

development of new technologies.

This is something that I hope will become increasingly clear through

the remainder of this book. But before we dive into the movies

themselves, I do need to say something about spoilers.

Spoiler Alert

This is a book that contains spoilers. You have been warned. It’s

not a book to read if you’re one of those people who can’t stand to

know what happens before you watch a movie. But I can guarantee

that if you read the book before seeing the movies, your experience

will be all the richer for it. Even if you’re familiar with the movies,

you’ll see them through new eyes after reading the book. And if you

decide not to watch the movies at all, that’s okay as well. Certainly,

the movies are engaging and entertaining, but at the end of the day,

it’s the technologies that are the stars here.

Each chapter starts with a brief overview of the movie it’s built

around. This is partly to orient you if you haven’t seen the movie,

or you aren’t particularly interested in watching it—although I’d

hope that, after reading the chapter, you head out to your preferred

streaming service to get the full effect. But it’s also to help set the

scene for what’s to come. If you know these movies well, you’ll

realize that the summaries are idiosyncratic, to say the least. They let

you know what I think is interesting and relevant about each film,

what grabs my attention when watching them and makes me think.

But they don’t give everything away. In fact, I’d hope that, watching

any of the movies after reading the book, you’d still be surprised

and delighted by unexpected plot twists and turns.

With that said, it’s time to start the journey, starting with genetic

engineering, resurrection biology, and the folly of entrepreneurial

arrogance that is so adeptly captured by Stephen Spielberg’s original

Jurassic Park. So buckle up, hang on, and enjoy the ride!

[^1]: An open letter from JANA partners and CALSTRS to Apple, Inc., January 6, 2018. Accessible at https://thinkdifferentlyaboutkids.com/

[^2]: For a good working definition of responsible research and innovation, I’d recommend a 2013 paper by Jack Stilgoe, Richard Owen, and Phil Macnaghten. “Developing a framework for responsible innovation.” Research Policy 42(9): 1568-1580. http://doi.org/10.1016/j.respol.2013.05.008

[^3]: For more on risk innovation, I’d recommend reading this 2015 article. “Why we need risk innovation.” Nature Nanotechnology 10: 730–731. http://doi.org/10.1038/nnano.2015.196

[^4]: In 1993, the British artist Damien Hirst produced an exhibit with the title “Mother and Child (Divided).” It consisted of a cow and calf, each sliced in half, pickled in formaldehyde, and mounted in a display cabinet. https://www.tate.org.uk/art/artworks/hirst-mother-and-child-divided-t12751